In topology, knot theory is the study of mathematical knots. While inspired by which appear in daily life, such as those in shoelaces and rope, a mathematical knot differs in that the ends are joined so it cannot be undone, the simplest knot being a ring (or "unknot"). In mathematical language, a knot is an embedding of a circle in 3-dimensional Euclidean space, . Two mathematical knots are equivalent if one can be transformed into the other via a deformation of upon itself (known as an ambient isotopy); these transformations correspond to manipulations of a knotted string that do not involve cutting it or passing it through itself.
Knots can be described in various ways. Using different description methods, there may be more than one description of the same knot. For example, a common method of describing a knot is a planar diagram called a knot diagram, in which any knot can be drawn in many different ways. Therefore, a fundamental problem in knot theory is determining when two descriptions represent the same knot.
A complete algorithmic solution to this problem exists, which has unknown complexity.As first sketched using the theory of by . For a more recent survey, see In practice, knots are often distinguished using a knot invariant, a "quantity" which is the same when computed from different descriptions of a knot. Important invariants include knot polynomials, , and hyperbolic invariants.
The original motivation for the founders of knot theory was to create a table of knots and links, which are knots of several components entangled with each other. More than six billion knots and links knot tabulation since the beginnings of knot theory in the 19th century.
To gain further insight, mathematicians have generalized the knot concept in several ways. Knots can be considered in other three-dimensional spaces and objects other than circles can be used; see knot (mathematics). For example, a higher-dimensional knot is an n-sphere embedded in ( n+2)-dimensional Euclidean space. Knot theory can also be extended to describe entanglement in open curves, which is used to study knots in proteins, DNA, and physical ropes.
A mathematical theory of knots was first developed in 1771 by Alexandre-Théophile Vandermonde who explicitly noted the importance of topological features when discussing the properties of knots related to the geometry of position. Mathematical studies of knots began in the 19th century with Carl Friedrich Gauss, who defined the linking integral . In the 1860s, Lord Kelvin's theory that atoms were knots in the aether led to Peter Guthrie Tait's creation of the first knot tables for complete classification. Tait, in 1885, published a table of knots with up to ten crossings, and what came to be known as the Tait conjectures. This record motivated the early knot theorists, but knot theory eventually became part of the emerging subject of topology.
These topologists in the early part of the 20th century—Max Dehn, J. W. Alexander, and others—studied knots from the point of view of the knot group and invariants from homology theory such as the Alexander polynomial. This would be the main approach to knot theory until a series of breakthroughs transformed the subject.
In the late 1970s, William Thurston introduced hyperbolic geometry into the study of knots with the hyperbolization theorem. Many knots were shown to be , enabling the use of geometry in defining new, powerful . The discovery of the Jones polynomial by Vaughan Jones in 1984 , and subsequent contributions from Edward Witten, Maxim Kontsevich, Louis Kauffman, and others, revealed deep connections between knot theory and mathematical methods in statistical mechanics and quantum field theory. A plethora of knot invariants have been invented since then, utilizing sophisticated tools such as and Floer homology.
In the last several decades of the 20th century, scientists became interested in studying physical knots in order to understand knotting phenomena in DNA and other polymers. Knot theory can be used to determine if a molecule is chiral (has a "handedness") or not . Tangles, strings with both ends fixed in place, have been effectively used in studying the action of topoisomerase on DNA . Knot theory may be crucial in the construction of quantum computers, through the model of topological quantum computation .
The idea of knot equivalence is to give a precise definition of when two knots should be considered the same even when positioned quite differently in space. A formal mathematical definition is that two knots are equivalent if there is an orientation-preserving homeomorphism with .
What this definition of knot equivalence means is that two knots are equivalent when there is a continuous family of homeomorphisms of space onto itself, such that the last one of them carries the first knot onto the second knot. (In detail: Two knots and are equivalent if there exists a continuous mapping such that a) for each the mapping taking to is a homeomorphism of onto itself; b) for all ; and c) . Such a function is known as an ambient isotopy.)
These two notions of knot equivalence agree exactly about which knots are equivalent: Two knots that are equivalent under the orientation-preserving homeomorphism definition are also equivalent under the ambient isotopy definition, because any orientation-preserving homeomorphisms of to itself is the final stage of an ambient isotopy starting from the identity. Conversely, two knots equivalent under the ambient isotopy definition are also equivalent under the orientation-preserving homeomorphism definition, because the (final) stage of the ambient isotopy must be an orientation-preserving homeomorphism carrying one knot to the other.
One may try to define knot equivalence based on 'isotopy' instead of the more restricted property of ambient isotopy. That is, two knots are isotopic when there exists a continuous function starting at giving the embedding, ending at giving the embedding, with all intermediate values corresponding to embeddings. However, this definition would make every knot equivalent to the unknot, as the knotted portions can be "contracted" down to a straight line. The problem is that, while continuous, this is not an injective function of the euclidean space that the knot is embedded in. Requiring that the homotopy be through homeomorphisms fixes this problem.
The basic problem of knot theory, the recognition problem, is determining the equivalence of two knots. exist to solve this problem, with the first given by Wolfgang Haken in the late 1960s . Nonetheless, these algorithms can be extremely time-consuming, and a major issue in the theory is to understand how hard this problem really is . The special case of recognizing the unknot, called the unknotting problem, is of particular interest . In February 2021 Marc Lackenby announced a new unknot recognition algorithm that runs in Time complexity.
A reduced diagram is a knot diagram in which there are no reducible crossings (also nugatory or removable crossings), or in which all of the reducible crossings have been removed. A petal projection is a type of projection in which, instead of forming double points, all strands of the knot meet at a single crossing point, connected to it by loops forming non-nested "petals".
+ Reidemeister moves | |
The proof that diagrams of equivalent knots are connected by Reidemeister moves relies on an analysis of what happens under the planar projection of the movement taking one knot to another. The movement can be arranged so that almost all of the time the projection will be a knot diagram, except at finitely many times when an "event" or "catastrophe" occurs, such as when more than two strands cross at a point or multiple strands become tangent at a point. A close inspection will show that complicated events can be eliminated, leaving only the simplest events: (1) a "kink" forming or being straightened out; (2) two strands becoming tangent at a point and passing through; and (3) three strands crossing at a point. These are precisely the Reidemeister moves .
"Classical" knot invariants include the knot group, which is the fundamental group of the knot complement, and the Alexander polynomial, which can be computed from the Alexander invariant, a module constructed from the infinite cyclic cover of the knot complement . In the late 20th century, invariants such as "quantum" knot polynomials, Vassiliev invariants and hyperbolic invariants were discovered. These aforementioned invariants are only the tip of the iceberg of modern knot theory.
The Alexander–Conway polynomial is actually defined in terms of links, which consist of one or more knots entangled with each other. The concepts explained above for knots, e.g. diagrams and Reidemeister moves, also hold for links.
Consider an oriented link diagram, i.e. one in which every component of the link has a preferred direction indicated by an arrow. For a given crossing of the diagram, let be the oriented link diagrams resulting from changing the diagram as indicated in the figure:
The original diagram might be either or , depending on the chosen crossing's configuration. Then the Alexander–Conway polynomial, , is recursively defined according to the rules:
The second rule is what is often referred to as a skein relation. To check that these rules give an invariant of an oriented link, one should determine that the polynomial does not change under the three Reidemeister moves. Many important knot polynomials can be defined in this way.
The following is an example of a typical computation using a skein relation. It computes the Alexander–Conway polynomial of the trefoil knot. The yellow patches indicate where the relation is applied.
gives the unknot and the Hopf link. Applying the relation to the Hopf link where indicated,
gives a link deformable to one with 0 crossings (it is actually the unlink of two components) and an unknot. The unlink takes a bit of sneakiness:
which implies that C(unlink of two components) = 0, since the first two polynomials are of the unknot and thus equal.
Putting all this together will show:
Since the Alexander–Conway polynomial is a knot invariant, this shows that the trefoil is not equivalent to the unknot. So the trefoil really is "knotted".
Geometry lets us visualize what the inside of a knot or link complement looks like by imagining light rays as traveling along the of the geometry. An example is provided by the picture of the complement of the Borromean rings. The inhabitant of this link complement is viewing the space from near the red component. The balls in the picture are views of horoball neighborhoods of the link. By thickening the link in a standard way, the horoball neighborhoods of the link components are obtained. Even though the boundary of a neighborhood is a torus, when viewed from inside the link complement, it looks like a sphere. Each link component shows up as infinitely many spheres (of one color) as there are infinitely many light rays from the observer to the link component. The fundamental parallelogram (which is indicated in the picture), tiles both vertically and horizontally and shows how to extend the pattern of spheres infinitely.
This pattern, the horoball pattern, is itself a useful invariant. Other hyperbolic invariants include the shape of the fundamental parallelogram, length of shortest geodesic, and volume. Modern knot and link tabulation efforts have utilized these invariants effectively. Fast computers and clever methods of obtaining these invariants make calculating these invariants, in practice, a simple task .
In fact, in four dimensions, any non-intersecting closed loop of one-dimensional string is equivalent to an unknot. First "push" the loop into a three-dimensional subspace, which is always possible, though technical to explain.
Four-dimensional space occurs in classical knot theory, however, and an important topic is the study of and .
A notorious open problem, often attributed to Ralph Fox,. Reprinted by Dover Books, 2010. (Problem 1.33) asks whether every slice knot is also ribbon. A knot is considered smoothly slice if it can be the boundary of a disk that is smoothly embedded in a four-dimensional ball. (The adjective "smoothly" is usually assumed, and smoothly slice knots are referred to as slice. There are other types of knots, such as rationally slice, which are not necessarily smoothly slice.) A ribbon knot is one that bounds a disk D immersed in the 3-sphere. All ribbon knots are known to be slice knots.
The mathematical technique called "general position" implies that for a given n-sphere in m-dimensional Euclidean space, if m is large enough (depending on n), the sphere should be unknotted. In general, piecewise-linear n-sphere form knots only in ( n + 2)-dimensional space , although this is no longer a requirement for smoothly knotted spheres. In fact, there are smoothly knotted -spheres in 6 k-dimensional space; e.g., there is a smoothly knotted 3-sphere in . Thus the codimension of a smooth knot can be arbitrarily large when not fixing the dimension of the knotted sphere; however, any smooth k-sphere embedded in with is unknotted. The notion of a knot has further generalisations in mathematics, see: Knot (mathematics), isotopy classification of embeddings.
Every knot in the n-sphere is the link of a real-algebraic set with isolated singularity in .
An n-knot is a single embedded in . An n-link consists of k-copies of embedded in , where k is a natural number. Both the and the cases are well studied, and so is the case. — An introductory article to high dimensional knots and links for the advanced readers — An introductory article to high dimensional knots and links for beginners
The knot sum of oriented knots is commutative and associative. A prime knot if it is non-trivial and cannot be written as the knot sum of two non-trivial knots. A knot that can be written as such a sum is composite. There is a prime decomposition for knots, analogous to prime number and composite numbers . For oriented knots, this decomposition is also unique. Higher-dimensional knots can also be added but there are some differences. While you cannot form the unknot in three dimensions by adding two non-trivial knots, you can in higher dimensions, at least when one considers smooth knots in codimension at least 3.
Knots can also be constructed using the circuit topology approach. This is done by combining basic units called soft contacts using five operations (Parallel, Series, Cross, Concerted, and Sub). The approach is applicable to open chains as well and can also be extended to include the so-called hard contacts.
The first knot tables by Tait, Little, and Kirkman used knot diagrams, although Tait also used a precursor to the Dowker notation. Different notations have been invented for knots which allow more efficient tabulation .
The early tables attempted to list all knots of at most 10 crossings, and all alternating knots of 11 crossings . The development of knot theory due to Alexander, Reidemeister, Seifert, and others eased the task of verification and tables of knots up to and including 9 crossings were published by Alexander–Briggs and Reidemeister in the late 1920s.
The first major verification of this work was done in the 1960s by John Horton Conway, who not only developed a new notation but also the Alexander–Conway polynomial . This verified the list of knots of at most 11 crossings and a new list of links up to 10 crossings. Conway found a number of omissions but only one duplication in the Tait–Little tables; however he missed the duplicates called the Perko pair, which would only be noticed in 1974 by Kenneth Perko . This famous error would propagate when Dale Rolfsen added a knot table in his influential text, based on Conway's work. Conway's 1970 paper on knot theory also contains a typographical duplication on its non-alternating 11-crossing knots page and omits 4 examples — 2 previously listed in D. Lombardero's 1968 Princeton senior thesis and 2 more subsequently discovered by Alain Caudron. see Less famous is the duplicate in his 10 crossing link table: 2.-2.-20.20 is the mirror of 8*-20:-20. See.
In the late 1990s Hoste, Thistlethwaite, and Weeks tabulated all the knots through 16 crossings . In 2003 Rankin, Flint, and Schermann, tabulated the through 22 crossings . In 2020 Burton tabulated all with up to 19 crossings .
The notation describes how to construct a particular link diagram of the link. Start with a basic polyhedron, a 4-valent connected planar graph with no digon regions. Such a polyhedron is denoted first by the number of vertices then a number of asterisks which determine the polyhedron's position on a list of basic polyhedra. For example, 10** denotes the second 10-vertex polyhedron on Conway's list.
Each vertex then has an algebraic tangle substituted into it (each vertex is oriented so there is no arbitrary choice in substitution). Each such tangle has a notation consisting of numbers and + or − signs.
An example is 1*2 −3 2. The 1* denotes the only 1-vertex basic polyhedron. The 2 −3 2 is a sequence describing the continued fraction associated to a rational tangle. One inserts this tangle at the vertex of the basic polyhedron 1*.
A more complicated example is 8*3.1.2 0.1.1.1.1.1 Here again 8* refers to a basic polyhedron with 8 vertices. The periods separate the notation for each tangle.
Any link admits such a description, and it is clear this is a very compact notation even for very large crossing number. There are some further shorthands usually used. The last example is usually written 8*3:2 0, where the ones are omitted and kept the number of dots excepting the dots at the end. For an algebraic knot such as in the first example, 1* is often omitted.
Conway's pioneering paper on the subject lists up to 10-vertex basic polyhedra of which he uses to tabulate links, which have become standard for those links. For a further listing of higher vertex polyhedra, there are nonstandard choices available.
Gauss code is limited in its ability to identify knots. This problem is partially addressed with by the extended Gauss code.
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